Securities / Derivatives

    Securities / Derivatives

    HKEX Launches Tech 100 Index, Paving Way for Mainland ETF Products

    By Manesh Samtani | 11/12/2025

    All constituent companies are eligible for Southbound trading through the Stock Connect programme, ensuring accessibility to resulting ETF products for mainland investors.

    Securities / Derivatives

    China: UBS Executes First Futures Trade for QFII Using CGBs as Margin

    By Manesh Samtani | 11/12/2025

    The move follows new SHFE rules allowing foreign investors to use government bonds for margin, a key step China's market liberalisation.

    Enforcement

    S. Korea Indicts Ex-Reporter, Securities Staff in Front-Running Case

    By Mark Johnston | 11/12/2025

    Seoul prosecutors and regulators crack down on market manipulation involving media professionals, seizing assets and pursuing broader investigations.

    Enforcement

    China's Kangde Xin Fraud Case Puts Financial Firms in Legal Crosshairs

    By Editors | 11/12/2025

    A CNY 4.1 billion class-action lawsuit against the delisted firm and its advisors tests accountability under China's evolving legal framework.

    Securities / Derivatives

    Thailand Launches Long-term Savings Scheme with Tax Benefits

    By Nithya Subramanian | 11/12/2025

    The TISA scheme is expected to not only boost personal savings but also strengthen Thailand’s capital markets.

    Capital / Liquidity

    China Cuts Capital Charges for Insurers to Spur Long-Term Equity Investment

    By Mark Johnston | 10/12/2025

    The NFRA has lowered risk weightings for insurers’ stock holdings to cultivate “patient capital.”

    Fintech / Regtech

    Japan Exchange Group Launches AI-Powered Disclosure Search Service

    By Sanday Chongo Kabange | 10/12/2025

    The new tool, developed by JPXI, aims to improve the analysis of corporate disclosures for investors and listed companies using generative AI.

    Securities / Derivatives

    China to Expand ABS and REIT Markets into Strategic Sectors

    By Manesh Samtani | 10/12/2025

    Regulators plan to expand asset securitisation into new sectors like data assets and green energy, while strengthening oversight and risk management.

    Securities / Derivatives

    SFC, HKEX Direct Investment Banks to Ensure Quality of IPO Applications

    By Sanday Chongo Kabange | 10/12/2025

    The SFC and HKEX have reportedly told investment banks to maintain standards as a surge in IPOs raises concerns about overstretched resources.

    Securities / Derivatives

    S. Korean Lawmakers Propose Measures to Strengthen KOSDAQ Market

    By Mark Johnston | 10/12/2025

    Lawmakers and industry experts call for a massive liquidity injection and structural reforms to address the junior bourse’s high volatility and low institutional participation.

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