Celebrity trader Gao Yong used his control over 16 securities accounts to manipulate stock prices, profiting by almost CNY 900 million in just six months.
Australia’s corporate regulator will embed supervisors in large financial institutions to monitor banks’ actions and decision making.
Anthony Castagna and his accountant cousin Robert Agius conspired to have money paid by Macquarie for consulting funneled through offshore entities in Vanuatu to evade tax in Australia.
Northbound investor ID system is scheduled to be implemented on 10 September, pending market readiness and regulatory approval, and will not affect the business of existing market participants.
Philippines Eases Bond Issuance Rules for BanksAugust 15, 2018
Royal Commission Hears Full Extent of NAB ‘Fees-for-no-service’ FailingsAugust 15, 2018
FSB, BIS, IOSCO Study Highlights Central Clearing InterdependenciesAugust 15, 2018
Data Challenges Continue as Top Regulatory Concern in APAC – AxiomSLAugust 14, 2018
India to Devise Framework on Clearinghouse InteroperabilityAugust 14, 2018
Commonwealth Bank to Arrange First Blockchain BondAugust 14, 2018
NSE To Approach SEBI on Co-Location CaseAugust 13, 2018
Market Conduct Committee Calls for Greater Enforcement Powers for SEBIAugust 13, 2018
CSRC Hits Celebrity Trader with $260mn Market Manipulation PenaltyAugust 13, 2018
ASIC Gets A$70mn, New Powers to Boost Enforcement CapabilitiesAugust 13, 2018