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Featured
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FATF Releases Draft Guidance on Proliferation Financing Risk

Featured Stories

8

Asia-Pacific
BSP Issues Guidance on Reporting of LIBOR Exposures
March 5, 2021
Banks are required to report on all derivatives, as well as assets and liabilities that are interest-bearing, even where there is no LIBOR or PHIREF exposure.
44

AML / KYC
Malaysia Secures Settlement from Deloitte to Resolve 1MDB Claims
March 5, 2021
Malaysia’s Finance Ministry is also negotiating a settlement with KPMG, which was replaced by Deloitte as auditor of 1MDB in 2013.
34

Capital Regulation
HKMA Extends Principal Payment Holiday Scheme Again
March 5, 2021
Principal payments of all loans of eligible corporate borrowers falling due between 1 May and 31 October 2021 should be deferred by a further six months.
88

AML / KYC
Singapore Banks Asked to Monitor Myanmar Fund Flows
March 5, 2021
MAS is concerned about financial crime risk. New cash withdrawal limits have been imposed in Myanmar. A military-owned bank has suspended operations.

Latest News

Asia-Pacific
BSP Issues Guidance on Reporting of LIBOR Exposures
March 5, 2021
Europe
IBA Publishes Beta Version of ICE SONIA Indexes
March 5, 2021
AML / KYC
Malaysia Secures Settlement from Deloitte to Resolve 1MDB Claims
March 5, 2021
Hong Kong
HKMA Extends Principal Payment Holiday Scheme Again
March 5, 2021
AML / KYC
Singapore Banks Asked to Monitor Myanmar Fund Flows
March 5, 2021
Japan
Tokyo Exchange Obtains ESMA Recognition Under BMR
March 5, 2021
Malaysia
Bursa Punishes RHB Representative for Unauthorised Trading
March 5, 2021
Taiwan
Taiwan FSC Penalises Brokers for Lax Security Controls
March 5, 2021
Capital Regulation
APRA Finalises Reporting Standard for Operational Risk Capital
March 5, 2021
Capital Regulation
RBNZ Refines Principles Governing Insurance Solvency Review
March 5, 2021

More Latest News

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Commentary

Investment Treaties and Their Role in Protecting Chinese Investors
Jern-Fei Ng March 4, 2021
What Does T+1 Settlement in the US mean for Asia?
Tony Freeman March 2, 2021
Meeting Regulatory Demands Through End-to-End Trade Reporting
Editors, Regulation Asia March 1, 2021

More Commentary

The Big PIcture

88

Asia-Pacific
ASIFMA Calls for Harmonised Approach to Public Cloud Regulation
March 2, 2021
Varying regulatory approaches across jurisdictions pose significant challenges to FIs trying to implement the public cloud as part of their global strategy.
157

Big Picture
Covid Bankruptcies Could Result in $1tr in Credit Losses: BIS
March 2, 2021
Corporate bankruptcies are expected to rise as credit support measures are wound back, some sectors downsize, and firms run out of liquidity buffers.
88

Big Picture
Meeting Regulatory Demands Through End-to-End Trade Reporting
March 1, 2021
Struan Lloyd talks to Regulation Asia about IHS Markit’s global trade reporting platform and meeting the regulatory challenges in the trade reporting space.

More Big Picture Articles

Enforcement

44

AML / KYC
Malaysia Secures Settlement from Deloitte to Resolve 1MDB Claims
March 5, 2021
Malaysia’s Finance Ministry is also negotiating a settlement with KPMG, which was replaced by Deloitte as auditor of 1MDB in 2013.
52

Enforcement
Bursa Punishes RHB Representative for Unauthorised Trading
March 5, 2021
The former representative committed the breaches for personal financial gain and attempted to conceal his misconduct from RHB Investment Bank’s management.
56

Enforcement
Taiwan FSC Penalises Brokers for Lax Security Controls
March 5, 2021
Cathay Securities, Concord Securities and SinoPac Securities were fined the most and barred from certain business and capital raising activities for three months.
77

Enforcement
MAS Bans Four Individuals Following False Trading Convictions
March 4, 2021
Three former remisiers and one former insurance agent were banned following convictions connected to false trading in Catalist-listed Koyo International.
30

Australia & NZ
ASIC Charges Former Apogee Financial Adviser for Deception
March 3, 2021
The ex-financial adviser obtained over A$1.5 million from Nulis Nominees, the trustee for the MLC Super Fund, on behalf of 168 clients.
60

AML / KYC
UK Court Clears Extradition of Nirav Modi to India
March 2, 2021
Indian diamond billionaire Nirav Modi has been a key suspect in the $2bn fraud at Punjab National Bank, which was first reported three years ago.

More Enforcement News

Fintech / Regtech

51

Europe
European Banks Push Ahead with Payments Network Plans
March 2, 2021
The European Payments Initiative, launched last July, could have a new pan-European payments network in place by 2025.
66

Fintech / Regtech
BOK to Establish CBDC Pilot System Within March
March 2, 2021
The BOK has almost completed the design and technical study of its CBDC, but does not intend to rush into the pilot before undertaking legal and regulatory assessments.
59

Fintech / Regtech
Etrading Software Becomes Registration Authority for DTIs
March 2, 2021
The UK-headquartered technology provider has been nominated to become the registration authority for the new ISO standard for Digital Token Identifiers.
88

Big Picture
Meeting Regulatory Demands Through End-to-End Trade Reporting
March 1, 2021
Struan Lloyd talks to Regulation Asia about IHS Markit’s global trade reporting platform and meeting the regulatory challenges in the trade reporting space.
80

Australia & NZ
Westpac Announces New Partner in Digital Banking Push
March 1, 2021
Westpac and SocietyOne have signed a partnership expand digital banking services to customers in the second quarter of this year.
108

Asia-Pacific
Thailand SEC to Enhance Protections for Digital Asset Investors
March 1, 2021
The SEC is consulting new qualifications for retail investors in digital assets, and requiring digital asset fund managers and investment advisors to be licensed.

More Fintech / Regtech

NEWS

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