Featured Article

6 Key Considerations for CRS Implementation
Laura Glynn, Fenergo, Jul 18, 2016

CRS compliance process proving to be more complicated than just an extension of FATCA compliance.

Analysis & Opinion

Regulation Should be a Scalpel not a Hammer
Peter Guy, Regulation Asia, Sep 19, 2016

Deutsche Bank's $14bn fine leaves the public wondering why bank penalties continue to grow with no end in sight.

Latest News

Exclusive: $58mn Missing After HK Cash Advance, P2P Firms Fail
Samuel Riding; Peter Guy, Regulation Asia, Sep 15, 2016

Hong Kong police are investigating claims directors misappropriated up to HK$450mn from the two firms.

Japan Warns on Pharma, Biotech Insider Trading
Editors, Regulation Asia, Sep 23, 2016

Regulator suspects doctors and academic personnel are involved in leaking information.

Indonesia to Release Fintech Framework in 4Q16
Editors, Regulation Asia, Sep 23, 2016

New regulation will invite ‘unbankable’ into financial services, support start-ups.

Man Bites Watchdog
Editors, Regulation Asia, Sep 23, 2016

Chinese investor sues securities regulator over market intervention.

Latest Articles

Singapore: Conduct, Mis-selling and Conflicts of Interest
Chionh Chye Kit, Cynopsis Solutions, Sep 22, 2016

Recent events suggest not much has changed since the financial crisis, and a different approach is needed.

Financial Due Diligence in Asia’s Opaque Jurisdictions
Peter Guy, Regulation Asia, Sep 19, 2016

Roundtable with senior compliance executives explores the latest issues in an increasingly complex, risky area.

Forex Allegations Reopen Door to HSBC Prosecution
Peter Guy, Regulation Asia, Sep 12, 2016

Charges against traders and possibly the bank itself will create regulatory and compliance dilemmas.

Asian Fund Managers Seeking Post-Brexit Reassurance: Sean Tuffy
Samuel Riding, Regulation Asia, Sep 07, 2016

BBH’s head of regulatory intelligence suggests more funds are considering locating outside London.

G20: Reality Meets Regulation for Asian Infrastructure Investment Bank
Peter Guy, Regulation Asia, Sep 05, 2016

Governance and operational transparency will challenge its prestige once operations begin.