Latest Articles

Eric Chan, Shook Lin & Bok, Jun 22, 2017

POs are increasingly being used to ensure integrity in Singapore’s financial services industry.

JP Reimann, Regulation Asia, May 23, 2017

New rules likely soon after SFC consultation as WannaCry underscores need for protection.

Peter Guy, Regulation Asia, May 22, 2017

Trump’s idea to bring back proprietary trading to boost banks’ profitability carries major risks for Basel.

Latest News

Editors, Regulation Asia, Jun 28, 2017

Move allows foreign investors to conduct multiple transactions through a single account with a global firm.

Editors, Regulation Asia, Jun 28, 2017

ASIC says Maquarie Securities failed to escalate suspicions; China-based HFT to pay $101mn.

Editors, Regulation Asia, Jun 26, 2017

Agencies could also be sued by investors if they violate rating procedures and conduct rules.

Editors, Regulation Asia, Jun 23, 2017

CSRC could further liberalise QFII; SAFE head vows further foreign exchange reforms.

Editors, Regulation Asia, Jun 23, 2017

Exchange, regulator cite breaches of rules on margin, margin collection, client due diligence.

Private letter says several other regulatory timelines will also be altered; HKMA to also delay implementation.