Latest Articles

Derek McGibney, Cordium, Jun 29, 2017

Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.

Eric Chan, Shook Lin & Bok, Jun 22, 2017

POs are increasingly being used to ensure integrity in Singapore’s financial services industry.

JP Reimann, Regulation Asia, May 23, 2017

New rules likely soon after SFC consultation as WannaCry underscores need for protection.

Latest News

Editors, Regulation Asia, Jun 29, 2017

Taskforce recommends enhanced powers on information gathering, licensing and industry codes.

Editors, Regulation Asia, Jun 29, 2017

Top financial services and treasury official says eyeing market activity, global regulatory developments.

Editors, Regulation Asia, Jun 29, 2017

Eased rules for fund managers, private banks to compensate for crackdown on offshore derivatives.

Editors, Regulation Asia, Jun 29, 2017

Paper follows research on financial stability risks, FSB consultation on CCP resolution.

Editors, Regulation Asia, Jun 28, 2017

Move allows foreign investors to conduct multiple transactions through a single account with a global firm.

Editors, Regulation Asia, Jun 28, 2017

ASIC says Maquarie Securities failed to escalate suspicions; China-based HFT to pay $101mn.