Latest Articles

Douglas Cheung, Wolters Kluwer, Mar 27, 2017

Trying to compile all the new reports at the last minute should be avoided at all costs.

Samuel Riding, Regulation Asia, Mar 14, 2017

APAC institutions banking on having an easier time in the Trump-Brexit era could be in for a rude awakening.

Samuel Riding, Regulation Asia, Mar 09, 2017

July deadline looming large over financial institutions and their service providers.

Peter Guy, Regulation Asia, Mar 06, 2017

The financial sector still struggles to establish ethical conduct. Fintech offers a solution.

Peter Guy, Regulation Asia, Feb 20, 2017

When you consider their ‘too big to fail’ social function, it’s arguable whether banks could ever have too much capital.

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Editors, Regulation Asia, Mar 27, 2017

One unit advised on futures contracts for more than 10 years without the required license.

Financial institutions could soon be able to access government-held information including biometric data.

Regulator says BCBS unlikely to finalise rules until ‘2020 at the earliest’.

Regional representative Geoffrey Heenan addresses potential ‘balkanisation’ in regulatory reform.

Editors, Regulation Asia, Mar 23, 2017

Former remisier manipulated prices of stocks; traded CFDs on resulting market movements.

Editors, Regulation Asia, Mar 22, 2017

Exchange needs to improve six measures over the next 24 months, will contribute costs.