Latest Articles

Peter Guy, Regulation Asia, May 22, 2017

Trump’s idea to bring back proprietary trading to boost banks’ profitability carries major risks for Basel.

Helen Colquhoun, Withers Hong Kong, May 16, 2017

Case arising from RBS’s actions during the last financial crisis provides an object lesson.

JP Reimann, Regulation Asia, May 14, 2017

Domestic authorities' actions, relative isolation of currency insulate global financial system from China risk.

Arnaud Picut, Misys, May 09, 2017

Key considerations for an architecture for compliance and beyond

Editors, Regulation Asia, May 04, 2017

Regulation Asia-Kroll roundtable with senior risk and compliance executives explores the latest issues in an increasingly complex, risky...

Latest News

Editors, Regulation Asia, May 29, 2017

Securities watchdog looks to bring more regulation and compliance technology into innovation hub, sandbox.

Editors, Regulation Asia, May 29, 2017

Council of Regulators has been set up to tackle systemic risk, particularly cross-market issues.

Editors, Regulation Asia, May 29, 2017

12-month pilot to work on ‘detection, prevention and disruption’; HKMA also joins Financial Security Expert Alliance with PBOC, Macau central bank.

Editors, Regulation Asia, May 25, 2017

AUSTRAC warns on ‘deliberate and systemic breaches’ of AML/CTF rules.

Editors, Regulation Asia, May 24, 2017

Central bank warns of enforcement action if banks don’t implement Joint Lending Forum recommendations.

Editors, Regulation Asia, May 23, 2017

Sector could have higher financial risks, pose systemic risks, and pose regulation and monitoring challenges.