Latest Articles

Samuel Riding, Regulation Asia, Apr 27, 2017

The right regulatory framework and local expertise will be essential as new markets develop.

Peter Guy, Regulation Asia, Apr 24, 2017

Regulations and fintech are competing to determine trading’s new frontiers.

JP Reimann, Regulation Asia, Apr 13, 2017

Regulators encourage mutual support and cooperation as industry players eye billions in cost savings.

Latest News

Editors, Regulation Asia, Apr 28, 2017

Securities law won’t be amended until October; firms asked to contact regulators if they cannot meet 1 July deadline.

Editors, Regulation Asia, Apr 27, 2017

Five of 8 APAC jurisdictions covered in report have yet to legislate for Pillar 3 disclosure requirements.

Editors, Regulation Asia, Apr 27, 2017

Deputy chief executive acknowledges heightened due diligence on account opening has harmed Hong Kong’s reputation.

Editors, Regulation Asia, Apr 27, 2017

Other new initiatives cover equity/commodity licensing unification; mutual fund purchases via e-wallet.

Editors, Regulation Asia, Apr 26, 2017

Exchanges told to adhere to regulations on securities, futures and forex; tighten AML controls.

Editors, Regulation Asia, Apr 26, 2017

Stronger breach reporting requirement includes naming responsible senior executives.