Latest Articles

Eric Chan, Shook Lin & Bok, Jun 22, 2017

POs are increasingly being used to ensure integrity in Singapore’s financial services industry.

Peter Guy, Regulation Asia, Jun 19, 2017

Liberalised foreign investment rules announced last week aren’t liberal enough.

Peter Guy, Regulation Asia, Jun 12, 2017

Hasty resolution raises questions for Chinese, Indian and other Asian banks facing burgeoning NPLs.

Wang Jian, CFA Institute, Jun 08, 2017

Recent regulations on centralised management are set to radically change business models.

Peter Guy, Regulation Asia, Jun 05, 2017

Italy’s rejection of European mandatory bail-in rules threatens key regulatory approaches to bank rescues.

Latest News

Editors, Regulation Asia, Jun 28, 2017

Move allows foreign investors to conduct multiple transactions through a single account with a global firm.

Editors, Regulation Asia, Jun 28, 2017

ASIC says Maquarie Securities failed to escalate suspicions; China-based HFT to pay $101mn.

Editors, Regulation Asia, Jun 26, 2017

Agencies could also be sued by investors if they violate rating procedures and conduct rules.

Editors, Regulation Asia, Jun 23, 2017

CSRC could further liberalise QFII; SAFE head vows further foreign exchange reforms.

Editors, Regulation Asia, Jun 23, 2017

Exchange, regulator cite breaches of rules on margin, margin collection, client due diligence.

Private letter says several other regulatory timelines will also be altered; HKMA to also delay implementation.