Latest Articles

Editors, Regulation Asia, May 04, 2017

Regulation Asia-Kroll roundtable with senior risk and compliance executives explores the latest issues in an increasingly complex, risky...

JP Reimann, Regulation Asia, Apr 13, 2017

Regulators encourage mutual support and cooperation as industry players eye billions in cost savings.

Peter Guy, Regulation Asia, Mar 20, 2017

A lost world of clients whose accounts are closed without explanation reveals the cruelty of automated compliance.

Latest News

Editors, Regulation Asia, May 29, 2017

Securities watchdog looks to bring more regulation and compliance technology into innovation hub, sandbox.

Editors, Regulation Asia, May 29, 2017

12-month pilot to work on ‘detection, prevention and disruption’; HKMA also joins Financial Security Expert Alliance with PBOC, Macau central bank.

Editors, Regulation Asia, May 25, 2017

AUSTRAC warns on ‘deliberate and systemic breaches’ of AML/CTF rules.

Editors, Regulation Asia, May 18, 2017

Regulator to look at possible bankruptcy regime for commercial banks, trust management, debt-equity swaps and microfinance.

Editors, Regulation Asia, May 18, 2017

Tax authorities can now access accounts held by Indonesian citizens and foreigners.

Editors, Regulation Asia, May 17, 2017

Indian securities regulator has been using data analytics and surveillance to identify culprits.