Latest Articles

JP Reimann, Regulation Asia, Apr 13, 2017

Regulators encourage mutual support and cooperation as industry players eye billions in cost savings.

Samuel Riding, Regulation Asia, Mar 09, 2017

July deadline looming large over financial institutions and their service providers.

Peter Guy, Regualation Asia, Jan 16, 2017

Rather than starting a third board, HKEX should explore creative ideas for private placements.

Latest News

Editors, Regulation Asia, Apr 20, 2017

Development follows on from January warning on DDOS hacks and blackmail.

Editors, Regulation Asia, Apr 17, 2017

Regulator to consider BCBS guidelines, introduce ‘relevant policy proposals’.

Editors, Regulation Asia, Apr 12, 2017

Firm said to have inadequate PEP identification procedures for more than three years.

Editors, Regulation Asia, Apr 06, 2017

SFC publishes revised reporting forms for licensed corporations just over two weeks from start of new regime.

Editors, Regulation Asia, Mar 27, 2017

One unit advised on futures contracts for more than 10 years without the required license.

Editors, Regulation Asia, Mar 22, 2017

OTC Clear can also accept some types of non-cash collateral.