Latest Articles

Peter Guy, Regulation Asia, Jun 26, 2017

Defying critics, proposed board includes platforms for dual class shares and tech start-ups.

JP Reimann, Regulation Asia, May 23, 2017

New rules likely soon after SFC consultation as WannaCry underscores need for protection.

JP Reimann, Regulation Asia, Apr 13, 2017

Regulators encourage mutual support and cooperation as industry players eye billions in cost savings.

Latest News

Editors, Regulation Asia, Jun 23, 2017

Exchange, regulator cite breaches of rules on margin, margin collection, client due diligence.

Editors, Regulation Asia, Jun 14, 2017

Annual report also confirms surge in cases completed; emergence of conduct as key regulatory battleground.

Editors, Regulation Asia, Jun 13, 2017

Capital injections received by IDS Forex suspected of being proceeds of illegal fundraising, fraud in Korea.

Editors, Regulation Asia, Jun 12, 2017

CSRC proposes to punish senior management at securities firms who don’t meet compliance standards.

Editors, Regulation Asia, Jun 08, 2017

HK police to also visit consenting banks and financial institutions to analyse cyber defences.

Editors, Regulation Asia, Jun 05, 2017

Regulator says institutions that are not prepared for 1 July deadline should contact it immediately.