Latest Articles

Editors, Regulation Asia, Nov 24, 2016

APAC survey benchmarks 'state of readiness' and emerging implementation trends.

Editors, Regulation Asia, Sep 27, 2016

Whitepaper explores the complex requirements of looming reporting standard.

Editors, RMB Week, Sep 26, 2016

New securities depository a key building block for Australian ambitions, suggests ASX’s Helen Lofthouse.

Editors, Regulation Asia, Sep 01, 2016

Regulation Asia publishes excerpts from 2005 Jackson Hole speech as a tribute to departing RBI governor.

Editors, Regulation Asia, Jun 22, 2016

Appway survey reveals how regulations, technology, and compliance are driving competition among wealth managers in Asia.

Latest News

Editors, Regulation Asia, Apr 28, 2017

Securities law won’t be amended until October; firms asked to contact regulators if they cannot meet 1 July deadline.

Editors, Regulation Asia, Apr 27, 2017

Five of 8 APAC jurisdictions covered in report have yet to legislate for Pillar 3 disclosure requirements.

Editors, Regulation Asia, Apr 27, 2017

Deputy chief executive acknowledges heightened due diligence on account opening has harmed Hong Kong’s reputation.

Editors, Regulation Asia, Apr 27, 2017

Other new initiatives cover equity/commodity licensing unification; mutual fund purchases via e-wallet.

Editors, Regulation Asia, Apr 26, 2017

Exchanges told to adhere to regulations on securities, futures and forex; tighten AML controls.

Editors, Regulation Asia, Apr 26, 2017

Stronger breach reporting requirement includes naming responsible senior executives.