Latest Articles

Editors, Regulation Asia, May 04, 2017

Regulation Asia-Kroll roundtable with senior risk and compliance executives explores the latest issues in an increasingly complex, risky...

Editors, Regulation Asia, Nov 24, 2016

APAC survey benchmarks 'state of readiness' and emerging implementation trends.

Editors, Regulation Asia, Sep 27, 2016

Whitepaper explores the complex requirements of looming reporting standard.

Editors, RMB Week, Sep 26, 2016

New securities depository a key building block for Australian ambitions, suggests ASX’s Helen Lofthouse.

Editors, Regulation Asia, Sep 01, 2016

Regulation Asia publishes excerpts from 2005 Jackson Hole speech as a tribute to departing RBI governor.

Latest News

Editors, Regulation Asia, Jun 28, 2017

Revised comingling rules would allow lenders to invest up to 10% of capital funds in non-financial businesses.

Editors, Regulation Asia, Jun 28, 2017

Move allows foreign investors to conduct multiple transactions through a single account with a global firm.

Editors, Regulation Asia, Jun 28, 2017

ASIC says Maquarie Securities failed to escalate suspicions; China-based HFT to pay $101mn.

Editors, Regulation Asia, Jun 26, 2017

Agencies could also be sued by investors if they violate rating procedures and conduct rules.

Editors, Regulation Asia, Jun 23, 2017

CSRC could further liberalise QFII; SAFE head vows further foreign exchange reforms.

Editors, Regulation Asia, Jun 23, 2017

Exchange, regulator cite breaches of rules on margin, margin collection, client due diligence.